Overview

Our lawyers have experience in the area of regulatory compliance and provide the following services:

  • Advising on qualified and nonqualified pension and welfare plan compliance matters
  • Performing compliance reviews on our clients’ employee benefits plans and internal benefit and compensation practices and procedures to determine compliance with the Internal Revenue Code (IRS), ERISA and the HIPAA portability, privacy, security, and electronic data interchange rules
  • Representing our clients before various governmental entities in connection with examinations and audits, Employee Plans Compliance Resolution System (EPCRS) matters, prohibited transaction exemptions, Voluntary Fiduciary Correction Program (VFCP) matters, minimum funding waivers, requests for determination letters, and private letter rulings
  • Advising on investment policies and ERISA fiduciary issues associated with the investment of plan assets and determination of plan benefit

Team

News & Resources

Publications

  • 04.30.2020
  • Actual Knowledge Means Aware: Supreme Court Upholds Participant Win in Intel Case / Spending Package Impacts Cadillac Tax and PCORI Fees / Open Questions About Insider Information for Plan Fiduciaries That Offer Investment in Employer Stock
    02.2020
  • Good News for Retirement Savers / Changes to the SBC Template for 2021 / Securities Law v. ERISA Duties
    11.2019
  • New E-Disclosure Rules on the Horizon / Bit by the COBRA! Notice Defects Bring Painful Sting / Time's Up! Court Strictly Applies ERISA Claim Review Deadlines
    10.2019
  • Expansion of Preventive Care Benefits / So, You've Been Appointed to the Retirement Plan Committee / Last Call — 2019 PCORI Fee Deadline Approaching
    07.2019
  • New Rules Expand Use of HRAs / IRS Announces Health Savings Account Contribution Limits for 2020 / U.S. Supreme Court Agrees to Hear Two ERISA Cases
    06.2019
  • Determination Letter Program Expanded / Self-Correction Program Also Expanded / Two Retirement Bills Under Consideration
    05.2019
  • IRS Will No Longer Prohibit Retiree Lump Sum Windows / ACA Latest Developments / Investment Advisor Gets Prison Time for Fraud
    04.2019

Blogs

Blog Posts

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