On June 19, 2019, the SEC issued a concept release seeking comment on possible ways to simplify, harmonize, and improve the exempt offering framework to promote capital formation. The release requests comment on whether there should be any changes to improve Regulation D, Regulation A, the intrastate offering exemptions and Regulation Crowdfunding.
PartnerJim Kennedy practices in the Business Representation & Transactions Group. The focus of his practice is corporate, securities, and financing law, where he has extensive experience in mergers, acquisitions and ...
PartnerMark Reuter advocates for business clients in transactions, proceedings and conflicts regulated by federal and state securities laws and stock exchange rules. A partner in the firm’s Business Representation & Transaction ...
AssociateAllison Westfall practices in the firm's Business Representation & Transactions Group concentrating in the areas of securities, mergers and acquisitions and business planning. Her practice includes representing ...
AssociateChris Brinkman practices in the firm's Business Representation & Transactions Group with a concentration in venture capital/private equity, start-ups & growth companies, securities, and mergers and acquisitions. Chris ...
AssociateBrett Niehauser practices in the firm's Business Representation & Transactions Group.
Brett earned his law degree from the University of Cincinnati College of Law in 2017. While in law school, Brett worked in the University of ...
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Recent Posts
- SEC Rules Expanding "Testing the Waters" For Registered Offerings
- Interpretation and Guidance Regarding the Applicability of the Proxy Rules
- Proposed Amendments to Modernize Disclosures of Business, Legal Proceedings, and Risk Factors Under Regulation S-K
- Statement on Opportunity Zones: Federal and State Securities Laws Considerations
- Statement Highlighting Risks for Market Participants to Consider In Transition from LIBOR
- SEC Rules Relating to Disclosure of Heding Policies
- DOJ Corporate Compliance Guidelines
- Framework for “Investment Contract” Analysis of Digital Assets
- Harmonizing Securities Offering Exemptions
- Proposed Amendments to Accelerated and Large Accelerated Filer Definitions