Posts from March 2017.
The U.S. Securities and Exchange Commission (“SEC”) has adopted new rules making it easier for investors to find exhibits to an issuer’s public filings. Currently, issuers submit electronic filings to the SEC using the Electronic Data Gathering, Analysis, and Retrieval system (“EDGAR”), which include exhibits that are incorporated by reference to earlier filings. Investors are therefore required to search through earlier filings in order to find these exhibits, such as material contracts, articles of incorporation, and other material documents.
Tags: SEC, Securities Law
Subscribe
RSS Feed
Follow us on Facebook
Follow us on Twitter
Follow us on LinkedInTopics/Tags
Select- SEC
- Securities Law
- Securities Regulation
- Corporate Transparency Act
- Cybersecurity and Privacy Law
- Nasdaq
- Clawback Rules
- Corporate Law
- Regulation Fair Disclosure
- Government Shutdown
- Coronavirus
- IRS
- Tax Planning
- SEC Enforcement
- Cybersecurity Regulation
- Dodd-Frank
- House Settlement
- NCAA
- NIL
- Sports
- Taxation
- EDGAR
- EDGAR Next
- Mergers & Acquisitions
- Paycheck Protection Program
- JOBS Act
- Corporate Governance
- Consumer Protection Act
- Corporate Tax
- FAST Act
- Economic Sanctions
- Ohio LLC Act
- Proxy Access Rules
- Securities Litigation
- Crowdfunding
- Conflict Minerals
- Cryptocurrency
- Hedging
- Real Estate Law
- Emerging Growth Companies
- Investors
- Pay Ratio Disclosure
- Whistleblower
- Private Offerings
- Intellectual Property
- Technology
- Health Care Act
- LIBOR
- Opportunity Zone
- Executive Compensation
- Accredited Investors
- Sales Tax
- United States Supreme Court
- Wall Street Reform
- Online Trading Platforms
- IPO
- Registration Statement
- Annual Reports
- Director Compensation
- Family-Controlled Entities
- Gift and Estate Transfers
- Ohio Foreclosure Reform
- Board of Directors
- Director Independence
- Cyber Insurance
- Data Breach
- Regulation A
- Regulation D
- Total Shareholder Return
- Lenders
- Receivership Statute
- CDEs
- CDFI Fund
- Community Development Entities
- Community Development Financial Institutions Fund
- Compensation Committee Certification
- New Markets Tax Credit
- NMTC
- NMTC Financing
- Social Media
- Benefits
- Healthcare Reform
- Litigation
- Marketing
- Public Company Transition Rules
- Employment Incentives
- HIRE Act
- Social Security Tax
- Tax Credit
Recent Posts
- SEC Moves to Formally Rescind Climate Disclosure Rules
- SEC Proposes Rules to Permit Optional Semiannual Reporting
- Proxy Season Update: SEC will not respond to Most Shareholder Proposal No-action Requests
- Reg FD Compliance Reminder – Influencer Interview Triggers 8-K Filing
- What Filers Should Know as Government Shutdown Looms
- Ninth Circuit Warning: Silence in the Face of SEC Comment Letters May Bolster Section 12(a)(2) Claims
- House Settlement Approved: College Sports Transition into a New but Familiar Legal Era
- Checking the Box(es): SEC Issues New Guidance Clarifying Clawback Expectations
- Pay vs. Performance and Cybersecurity Disclosure Rules: Will the SEC Retract Rulemaking?
- Corporate Transparency Act Update: FinCEN Eliminates Reporting Obligations for U.S. Companies and U.S. Persons