Posts from December 2013.
In January 2013, the SEC approved the new listing standards proposed by Nasdaq for independent compensation committees and compensation consultants, legal counsel and other advisors. These new listing standards, adopted as required under the Dodd-Frank Wall Street Reform and Consumer Protection Act and new SEC Rule 10C-1 under the Securities Exchange Act of 1934, are designed to promote the independence of compensation committee members, consultants and advisors.
Topics/Tags
Select- Securities Law
- SEC
- Securities Regulation
- Corporate Transparency Act
- Cybersecurity and Privacy Law
- Nasdaq
- Corporate Law
- Clawback Rules
- Coronavirus
- IRS
- Regulation Fair Disclosure
- Government Shutdown
- Tax Planning
- SEC Enforcement
- Dodd-Frank
- Cybersecurity Regulation
- House Settlement
- NCAA
- NIL
- Sports
- Taxation
- Mergers & Acquisitions
- Paycheck Protection Program
- JOBS Act
- Corporate Governance
- EDGAR
- EDGAR Next
- Consumer Protection Act
- FAST Act
- Corporate Tax
- Proxy Access Rules
- Securities Litigation
- Economic Sanctions
- Ohio LLC Act
- Crowdfunding
- Conflict Minerals
- Cryptocurrency
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- Pay Ratio Disclosure
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- Ohio Foreclosure Reform
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- Regulation A
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- Total Shareholder Return
- Lenders
- Receivership Statute
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- Compensation Committee Certification
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- Social Media
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- Public Company Transition Rules
- Tax Credit
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- HIRE Act
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Recent Posts
- Tokenized Stock Is Here: What Public Companies Need to Know About the SEC’s New “Innovation Exemption”
- (Almost) Around the Clock: What 23/5 Exchange Trading Means for Public Companies
- No More No-Action: SEC Permanently Discontinues Responses to Rule 14a-8 Shareholder Proposal No-Action Requests
- SEC Moves to Formally Rescind Climate Disclosure Rules
- SEC Proposes Rules to Permit Optional Semiannual Reporting
- Proxy Season Update: SEC will not respond to Most Shareholder Proposal No-action Requests
- Reg FD Compliance Reminder – Influencer Interview Triggers 8-K Filing
- What Filers Should Know as Government Shutdown Looms
- Ninth Circuit Warning: Silence in the Face of SEC Comment Letters May Bolster Section 12(a)(2) Claims
- House Settlement Approved: College Sports Transition into a New but Familiar Legal Era