Status of SEC Proxy Statement Rule Proposals
The SEC continues to examine potential new rules which may apply to 2010 proxy season. These include, among others, enhanced compensation disclosure and analysis (CD&A) requirements and enhanced disclosure regarding director qualifications.
We expect the SEC to take action before the end of 2009 on some proposals which will impact the 2010 proxy season. The SEC has already postponed action on proxy access until 2010 meaning that any new rules adopted would not be in effect for the 2010 proxy season.
Tags: Securities Law
PartnerMark Reuter advocates for business clients in transactions, proceedings and conflicts regulated by federal and state securities laws and stock exchange rules. A partner in the firm’s Business Representation & Transaction ...
Get Updates By Email
RSS Feed
Follow us on Facebook
Follow us on Twitter
Follow us on LinkedInTopics/Tags
Select- Securities Law
- SEC
- Securities Regulation
- Proxy Access Rules
- IRS
- Securities Litigation
- Corporate Law
- Tax Planning
- Intellectual Property
- Technology
- Cryptocurrency
- FAST Act
- Hedging
- Dodd-Frank
- JOBS Act
- SEC Enforcement
- Opportunity Zone
- Cybersecurity and Privacy Law
- Crowdfunding
- Corporate Tax
- Real Estate Law
- LIBOR
- Consumer Protection Act
- Emerging Growth Companies
- Investors
- Corporate Governance
- Conflict Minerals
- Pay Ratio Disclosure
- Nasdaq
- Accredited Investors
- Whistleblower
- Sales Tax
- United States Supreme Court
- Online Trading Platforms
- Mergers & Acquisitions
- Litigation
- IPO
- Registration Statement
- Annual Reports
- Ohio Foreclosure Reform
- Family-Controlled Entities
- Gift and Estate Transfers
- Director Compensation
- Executive Compensation
- Health Care Act
- Board of Directors
- Director Independence
- Clawback Rules
- Total Shareholder Return
- Wall Street Reform
- Cyber Insurance
- Data Breach
- Regulation A
- Regulation D
- Lenders
- Receivership Statute
- Business Process Improvement
- Employer Policies
- Employment Litigation
- Labor & Employment Law
- Labor Law
- Sixth Circuit
- Compensation Committee Certification
- CDEs
- CDFI Fund
- Community Development Entities
- Community Development Financial Institutions Fund
- Government Shutdown
- New Markets Tax Credit
- NMTC
- NMTC Financing
- Regulation Fair Disclosure
- Social Media
- Marketing
- Benefits
- Healthcare Reform
- Public Company Transition Rules
- Employment Incentives
- HIRE Act
- Social Security Tax
- Tax Credit
Recent Posts
- Reminders for Annual Reports and Proxy Statements in 2020
- Proposed Amendments to Accredited Investor Definition
- SEC Guidance on Confidential Treatment Applications
- SEC Guidance on Intellectual Property and Technology Risks Associated with International Operations
- NYSE Revised Rule Change Proposal on Direct Listings
- More Developments from the SEC and Proxy Advisory Firms
- Proposed Amendments of Procedural Requirements and Resubmission Thresholds under Exchange Act Rule 14a-8
- Proposed Amendments on “Proxy Advisor” Exemptions
- IRS Issues New Virtual Currency Guidance
- SEC Guidance Relating to Exchange Act Rule 14a-8(i)(7)