As we explained in our September 2019 Snapshot, on August 21, 2019, the SEC issued new guidance regarding the role of proxy advisors in the proxy voting process. We expect this guidance to play an important role in the upcoming 2020 proxy season, as the SEC further defines the voting obligations of registered investment advisors and seeks to promote greater accountability on the part of the proxy advisory firms. Read more here.
PartnerMark Reuter advocates for business clients in transactions, proceedings and conflicts regulated by federal and state securities laws and stock exchange rules. A partner in the firm’s Business Representation & Transaction ...
PartnerJim Kennedy practices in the Business Representation & Transactions Group. The focus of his practice is corporate, securities, and financing law, where he has extensive experience in mergers, acquisitions and ...
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Recent Posts
- Reminders for Annual Reports and Proxy Statements in 2020
- Proposed Amendments to Accredited Investor Definition
- SEC Guidance on Confidential Treatment Applications
- SEC Guidance on Intellectual Property and Technology Risks Associated with International Operations
- NYSE Revised Rule Change Proposal on Direct Listings
- More Developments from the SEC and Proxy Advisory Firms
- Proposed Amendments of Procedural Requirements and Resubmission Thresholds under Exchange Act Rule 14a-8
- Proposed Amendments on “Proxy Advisor” Exemptions
- IRS Issues New Virtual Currency Guidance
- SEC Guidance Relating to Exchange Act Rule 14a-8(i)(7)