As we explained in our September 2019 Snapshot, on August 21, 2019, the SEC issued new guidance regarding the role of proxy advisors in the proxy voting process. We expect this guidance to play an important role in the upcoming 2020 proxy season, as the SEC further defines the voting obligations of registered investment advisors and seeks to promote greater accountability on the part of the proxy advisory firms. Read more here.
PartnerMark Reuter advocates for business clients in transactions, proceedings and conflicts regulated by federal and state securities laws and stock exchange rules. A partner in the firm’s Business Representation & Transaction ...
PartnerJim Kennedy practices in the Business Representation & Transactions Group. The focus of his practice is corporate, securities, and financing law, where he has extensive experience in mergers, acquisitions and ...
Get Updates By Email
RSS Feed
Follow us on Facebook
Follow us on Twitter
Follow us on LinkedInTopics/Tags
Select- Securities Law
- Securities Regulation
- SEC
- Proxy Access Rules
- IRS
- Tax Planning
- Corporate Law
- Cryptocurrency
- FAST Act
- Hedging
- Dodd-Frank
- JOBS Act
- Opportunity Zone
- SEC Enforcement
- LIBOR
- Corporate Tax
- Real Estate Law
- Cybersecurity and Privacy Law
- Crowdfunding
- Emerging Growth Companies
- Investors
- Consumer Protection Act
- Corporate Governance
- Conflict Minerals
- Pay Ratio Disclosure
- Nasdaq
- Securities Litigation
- Accredited Investors
- Whistleblower
- Sales Tax
- United States Supreme Court
- Online Trading Platforms
- Mergers & Acquisitions
- Litigation
- IPO
- Registration Statement
- Annual Reports
- Ohio Foreclosure Reform
- Family-Controlled Entities
- Gift and Estate Transfers
- Director Compensation
- Health Care Act
- Executive Compensation
- Board of Directors
- Director Independence
- Clawback Rules
- Cyber Insurance
- Data Breach
- Total Shareholder Return
- Wall Street Reform
- Regulation A
- Regulation D
- Business Process Improvement
- Employer Policies
- Employment Litigation
- Labor & Employment Law
- Labor Law
- Lenders
- Receivership Statute
- Sixth Circuit
- Compensation Committee Certification
- CDEs
- CDFI Fund
- Community Development Entities
- Community Development Financial Institutions Fund
- Government Shutdown
- New Markets Tax Credit
- NMTC
- NMTC Financing
- Regulation Fair Disclosure
- Social Media
- Marketing
- Benefits
- Healthcare Reform
- Public Company Transition Rules
- Employment Incentives
- HIRE Act
- Social Security Tax
- Tax Credit
Recent Posts
- More Developments from the SEC and Proxy Advisory Firms
- IRS Issues New Virtual Currency Guidance
- SEC Rules Expanding "Testing the Waters" For Registered Offerings
- Interpretation and Guidance Regarding the Applicability of the Proxy Rules
- Proposed Amendments to Modernize Disclosures of Business, Legal Proceedings, and Risk Factors Under Regulation S-K
- Statement on Opportunity Zones: Federal and State Securities Laws Considerations
- Statement Highlighting Risks for Market Participants to Consider In Transition from LIBOR
- SEC Rules Relating to Disclosure of Heding Policies
- DOJ Corporate Compliance Guidelines
- Framework for “Investment Contract” Analysis of Digital Assets