Client LoginFirm SubsidiariesContact Us Articles 2009 Articles Archive Securities Advisory Letters Securities Advisory Letters 2009 SEC and Other Initiatives Under Consideration - Gary P. Kreider, F. Mark Reuter and Mark A. Weiss June 1, 2009 2009 Executive Compensation Issues and Disclosures Recent Developments in Advance Notice Provisions Reminder About E-Proxy - Gary P. Kreider, Mark A. Weiss and F. Mark Reuter January 6, 2009 SEC Issues Guidance on Company Website Disclosures Director Independence Standards Revisited The Successor to EDGAR - Gary P. Kreider, Mark A. Weiss and F. Mark Reuter August 21, 2008 Proposed Amendments to FASB Statement No. 5 - F. Mark Reuter August 12, 2008 XBRL is Coming: SEC Issues Interpretations on Compensation Performance Targets Disclosure, Extended Internal Revenue Code §409A Compliance Deadline Approaches - Gary P. Kreider, Mark A. Weiss and F. Mark Reuter July 21, 2008 FASB Proposed Amendments to SFAS No. 5, Accounting for Contingencies - Gary P. Kreider, Mark A. Weiss and F. Mark Reuter July 9, 2008 Recent SEC Actions - Gary P. Kreider, Mark A. Weiss and F. Mark Reuter December 4, 2007 Preparation of 2008 Proxy Materials - Gary P. Kreider, Mark A. Weiss and F. Mark Reuter November 9, 2007 SEC Revamps Proxy Rules to Require Issuers to Post Materials on Internet; Other SEC Initiatives - Gary P. Kreider, Mark A. Weiss and F. Mark Reuter, June 27, 2007 Recent SEC Rule Changes and Proposals - Gary P. Kreider, Mark A. Weiss and F. Mark Reuter January 19, 2007 New SEC Disclosure Rules Regarding Executive Compensation and Governance Issues - Gary P. Kreider, Mark A. Weiss and F. Mark Reuter October 16, 2006 Final Rules: Executive Compensation Disclosure - Gary P. Kreider, Mark A. Weiss and F. Mark Reuter August 2, 2006 Nasdaq Listed Issuers Transition from 12(g) to 12(b) Filing Status - Gary P. Kreider, Mark A. Weiss and F. Mark Reuter March 6, 2006 SEC Proposals: Executive Compensation and Internet Availability of Proxy Materials - Gary P. Kreider, Mark A. Weiss and F. Mark Reuter February 6, 2006 Deadlines for Filing Forms 10-K and Forms 10-Q - Gary P. Kreider, Mark A. Weiss and F. Mark Reuter December 15, 2005 New SEC Rules Effective December 1, 2005 - Mark A. Weiss November 30, 2005 New 10-K Disclosure Items - Gary P. Kreider and F. Mark Reuter September 13, 2005 Update on Amended Form 8-K Filings - Gary P. Kreider, F. Mark Reuter and Mark A. Weiss February 8, 2005 Postponement of Accelerated Filing Deadlines Sarbanes-Oxley 404 Year-End Considerations - Gary P. Kreider December 6, 2004 New Form 8-K Filing Requirements: Sarbanes-Oxley Disclosure Requirements - Gary P. Kreider July 28, 2004 SEC Announces Public Release of Comment Letters and Responses - Gary P. Kreider, F. Mark Reuter July 26, 2004 New 8-K Disclosure and Timing Requirements - Gary P. Kreider March 15, 2004 New Proxy Disclosure Rules - Gary P. Kreider December 2, 2003 Shareholder Meetings - Gary P. Kreider December 2, 2003 Nasdaq Corporate Governance Rules First Proposed Over a Year Ago Have Become Final - Gary P. Kreider December 2, 2003 New New York Stock Exchange Rules - Gary P. Kreider December 2, 2003 Sarbanes/NYSE/Nasdaq Compliance Schedule - Gary P. Kreider July 7, 2003 Electronic Filing and Posting of Section 16 Reports - Gary P. Kreider, Michael J. Moeddel June 30, 2003 Final SEC Rules Relating to Electronic Filing of Beneficial Ownership Reports - Gary P. Kreider, F. Mark Reuter May 9, 2003 Rules Relating to Code of Ethics, Whistleblower Procedures and Audit Committee Charters - Gary P. Kreider, Kurt R. Gearhart May 8, 2003 Final SEC Rules Relating to Auditor Independence - Gary P. Kreider, Kurt R. Gearhart April 2, 2003 Final SEC Rules Relating to Blackout Trading Restrictions - Gary P. Kreider, F. Mark Reuter February 26, 2003 Sarbanes-Oxley Act Provisions Relating to Disgorgement of Executive Bonuses - Gary P. Kreider February 13, 2003 Final SEC Rules Relating to Non-GAAP and Real Time Company Disclosures - Gary P. Kreider February 12, 2003 Final SEC Rules Relating to Audit Committee Financial Experts - Gary P. Kreider February 4, 2003 Final SEC Rules Relating to Code of Ethics - Gary P. Kreider February 3, 2003 Anomalies in Insider Reporting of Beneficial Ownership - Gary P. Kreider, F. Mark Reuter November 18, 2002 Proposed SEC Rules - Gary P. Kreider November 7, 2002 Proposed Nasdaq Corporate Governance Rules - Gary P. Kreider, Mark A. Weiss October 31, 2002 Final SEC Rules Relating to Acceleration of Filing Deadlines for Periodic Company Reports - Gary P. Kreider September 17, 2002 Final SEC Rules Relating to Executive Certifications - Gary P. Kreider, Mark A. Weiss September 13, 2002 Final SEC Rules Relating to Acceleration of Filing Deadlines for Beneficial Ownership Reports - Gary P. Kreider, F. Mark Reuter September 6, 2002 Procedures for Filing Beneficial Ownership Reports - Gary P. Kreider, F. Mark Reuter August 22, 2002 Overview of Proposed Corporate Governance Changes - Gary P. Kreider August 16, 2002 Overview of Proposed SEC Rules Relating to Filing of Beneficial Ownership Reports - Gary P. Kreider, Mark A. Weiss August 13, 2002 Overview of Sarbanes Rules Relating to Executive Certifications - Gary P. Kreider, Mark A. Weiss August 8, 2002 Overview of Sarbanes-Oxley Act of 2002 - Gary P. Kreider, Mark A. Weiss August 2, 2002 Proposed SEC Rules Relating to Executive Certifications - Gary P. Kreider July 11, 2002 Audit Committee Policies - Gary P. Kreider, Mark A. Weiss June 20, 2002 Proposed Nasdaq Rules Relating to Director Independence and Related Party Transactions - Gary P. Kreider, Mark A. Weiss June 20, 2002
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